Raymond Mark Spencer
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Mark Spencer ( ), a licensed former licensee with CE reference BNU220. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2019-08-06 | 2019-08-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2019-05-31 | 2019-06-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2019-03-15 | 2019-03-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2018-11-19 | 2018-11-23 |