David Jonathan Spencer
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Jonathan Spencer ( ), a licensed former licensee with CE reference AXY146. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emerald Hill Capital Partners Limited 翠山基金投資有限公司 |
RO | Type 4 — Advising on securities | 2011-10-26 | 2011-11-04 |
| Emerald Hill Capital Partners Limited 翠山基金投資有限公司 |
RO | Type 9 — Asset management | 2011-10-26 | 2011-11-04 |