John Arthur Liam Stevenson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Arthur Liam Stevenson ( ), a licensed former licensee with CE reference BGD408. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BFAM Partners (Hong Kong) Limited | Rep | Type 9 — Asset management | 2019-01-02 | 2023-06-13 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-12-13 | 2018-12-15 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2017-12-13 | 2018-12-15 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-22 | 2017-12-13 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-09-22 | 2017-12-13 |