Chung Wa Siu
蕭頌樺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Wa Siu (蕭頌樺), a licensed former licensee with CE reference BGA702. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-04-08 | 2022-08-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-18 | 2019-02-22 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-18 | 2016-08-25 |