Adam Justin Spielman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam Justin Spielman ( ), a licensed former licensee with CE reference BFO115. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2020-01-14 | 2020-01-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-30 | 2019-06-08 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-03 | 2015-06-05 |