Rohan Jason Sundram
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rohan Jason Sundram ( ), a licensed former licensee with CE reference AXW579. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2018-04-19 | 2018-04-26 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-20 | 2017-07-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2016-06-30 | 2016-07-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-04 | 2015-11-08 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2011-08-23 | 2015-03-20 |