Makoto Sengoku
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Makoto Sengoku ( ), a licensed former licensee with CE reference BIR029. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-23 | 2018-11-30 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-11 | 2017-12-13 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-12 | 2016-12-14 |