Makoto Sengoku
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Makoto Sengoku, a licensed former licensee with CE reference BIR029. This person has less than 0.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2018-11-23 | 2018-11-30 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2017-12-11 | 2017-12-13 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2016-12-12 | 2016-12-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Makoto Sengoku during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.