Di Shui

CE No. AXX770 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Di Shui, a licensed former licensee with CE reference AXX770. This person has 0.3 years of SFC licence history. Total licence records on file: 1.

Information

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Licence history

FirmRoleRegulated activityFromTo
CLSA Research Limited
里昂證券投資研究有限公司		 Rep Type 4 - Advising on securities 2011-09-09 2011-12-23

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Di Shui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Fanjie Meng CLSA Research Limited 2011
Helen Hoi Ling Keung CLSA Research Limited 2011
Wai Kin Lau CLSA Research Limited 2011
Richard Chi Wing Leung CLSA Research Limited 2011
Shaun Donald Cochran CLSA Research Limited 2011
Laurence Balanco CLSA Research Limited 2011
Deepti Chaturvedi CLSA Research Limited 2011
Yong Ho Chung CLSA Research Limited 2011
Alan Damian Dwerryhouse CLSA Research Limited 2011
Alfred Olmedo Dy CLSA Research Limited 2011
Amit Garg CLSA Research Limited 2011
Sarina Lesmina CLSA Research Limited 2011
Heung Yik Leung CLSA Research Limited 2011
Marcus Chun Hao Liu CLSA Research Limited 2011
Oliver James Gray Matthew CLSA Research Limited 2011
Nigel Peter Muston CLSA Research Limited 2011
Morten Paulsen CLSA Research Limited 2011
Christopher John Richter CLSA Research Limited 2011
Yew Kiang Wong CLSA Research Limited 2011
Edward Kai Yusui (BOURLET) CLSA Research Limited 2011
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