Wing Ki Stephanie Shum
沈穎琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Ki Stephanie Shum (沈穎琪), a licensed former licensee with CE reference BHP710. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-03 | 2017-05-12 |
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 9 — Asset management | 2016-06-21 | 2017-05-12 |