Lachlan John Rayner Shaw

CE No. BGL492 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lachlan John Rayner Shaw (), a licensed former licensee with CE reference BGL492. Total licence records on file: 13.

Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2025-10-10 2025-10-16
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2025-06-16 2025-06-23
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2024-10-28 2024-11-04
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2024-05-16 2024-05-23
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2023-06-30 2023-07-11
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2019-02-08 2019-02-15
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2018-11-21 2018-11-23
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2017-02-09 2017-02-18
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2016-11-11 2016-11-19
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2016-10-14 2016-10-22
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2016-05-18 2016-05-20
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2015-12-07 2015-12-12
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2015-11-06 2015-11-14

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