Lachlan John Rayner Shaw
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lachlan John Rayner Shaw, a licensed former licensee with CE reference BGL492. This person has 0.3 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2026-05-22 | 2026-06-03 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-10-10 | 2025-10-16 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-06-16 | 2025-06-23 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-10-28 | 2024-11-04 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-05-16 | 2024-05-23 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-06-30 | 2023-07-11 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-02-08 | 2019-02-15 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-11-21 | 2018-11-23 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-02-09 | 2017-02-18 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-11-11 | 2016-11-19 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-10-14 | 2016-10-22 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-05-18 | 2016-05-20 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2015-12-07 | 2015-12-12 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2015-11-06 | 2015-11-14 |