Tony Yee Hin Tse
謝宇軒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Yee Hin Tse (謝宇軒), CE reference AHY113. Currently licensed at 1 firm(s): SDIC Securities Corporate Finance (Hong Kong) Limited. Total licence records on file: 37.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-15 | present |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-08-20 | present |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2014-10-06 | 2020-12-28 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-31 | 2014-10-06 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-07-31 | 2014-08-20 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2012-12-10 | 2014-06-30 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-12-10 | 2014-06-30 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-03 | 2012-12-10 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-12-03 | 2012-12-10 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 1 — Dealing in securities | 2011-06-15 | 2012-08-31 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-06-15 | 2012-08-31 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-17 | 2011-06-15 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-05-17 | 2011-06-15 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-03-16 | 2011-04-06 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-03-16 | 2011-04-06 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-20 | 2011-03-16 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-01-20 | 2011-03-16 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 1 — Dealing in securities | 2009-10-08 | 2010-12-14 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2009-10-08 | 2010-12-13 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-10-08 | 2010-12-14 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-10-08 | 2010-12-13 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-11 | 2009-10-08 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-11 | 2009-10-08 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-08-11 | 2009-10-08 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-08-11 | 2009-10-08 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-24 | 2009-07-29 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-07-24 | 2009-07-29 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2005-11-24 | 2008-03-01 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
RO | Type 4 — Advising on securities | 2005-11-24 | 2008-03-01 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-11-24 | 2008-03-01 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-03 | 2005-11-24 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-03 | 2005-11-24 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-08-03 | 2005-11-24 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-07-05 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-07-05 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-07-05 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-15 |