Mazy Man Sze Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mazy Man Sze Chan (陳敏思), a licensed Responsible Officer with CE reference AHX245. Currently licensed at 2 firm(s): SDIC Securities Corporate Finance (Hong Kong) Limited, SDIC Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 22.8 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-25 | present |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-17 | present |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-06-18 | present |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-01-24 | 2014-06-18 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-12-30 | 2014-01-09 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-06 | 2014-01-09 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-11-06 | 2013-12-30 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-02-24 | 2013-11-05 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-19 | 2013-11-05 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-19 | 2013-11-05 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-11-19 | 2011-02-24 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-09-15 | 2010-11-05 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-01-22 | 2010-09-08 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-09-11 | 2009-09-07 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-04-26 | 2006-08-19 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-04-01 | 2006-04-21 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-04-25 | 2004-03-31 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-04-25 | 2004-03-31 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-11 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-24 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-04-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mazy Man Sze Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.