Chung Kong Chu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Kong Chu (朱松江), a licensed Representative with CE reference BAS661. Currently licensed at 1 firm(s): SDIC Securities Corporate Finance (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 12.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-20 | present |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-06-01 | present |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-09 | 2020-12-28 |
| LY Capital Limited 絡繹資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-02-06 | 2018-05-20 |
| GMO-Z.com Forex HK Limited 技慕環球通金融(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2013-09-12 | 2013-11-27 |
| GMO-Z.com Forex HK Limited 技慕環球通金融(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2013-01-09 | 2013-08-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chung Kong Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.