Zhu Xiang Sandy Lim
林祝祥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhu Xiang Sandy Lim (林祝祥), CE reference BGI280. Currently licensed at 1 firm(s): S&P Global Ratings Hong Kong Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2019-02-01 | present |
| QUAD Capital Management Limited |
Rep | Type 4 — Advising on securities | 2015-11-10 | 2018-12-31 |
| QUAD Capital Management Limited |
Rep | Type 9 — Asset management | 2015-11-10 | 2018-12-31 |