King Yeung Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Yeung Chan (陳景揚), a licensed Responsible Officer with CE reference BCF239. Currently licensed at 2 firm(s): SBI China Capital Asset Management Limited, SBI China Capital Financial Services Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.1 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-08-18 | present |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
RO | Type 9 - Asset management | 2021-08-18 | present |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-29 | present |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-29 | 2021-08-18 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-03-29 | 2021-08-18 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-02 | 2021-01-02 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-02 | 2021-01-02 |
| Ethk Funds Limited | Rep | Type 9 - Asset management | 2020-07-02 | 2021-01-02 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-02-22 | 2020-04-29 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2018-12-17 | 2020-04-29 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-21 | 2020-04-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as King Yeung Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.