Tony Lup Chan
陳立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Lup Chan (陳立), CE reference AFT371. Currently licensed at 2 firm(s): SDIC Securities Futures (Hong Kong) Limited, SDIC Securities (Hong Kong) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDIC Securities Futures (Hong Kong) Limited 國投證券期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-18 | present |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-16 | present |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | present | 2014-09-15 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-23 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-23 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-23 |