Ka Leong Lai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Leong Lai (黎家亮), a licensed Responsible Officer with CE reference ASE664. Currently licensed at 1 firm(s): Dinghui Capital Investments Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.7 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dinghui Capital Investments Limited 鼎滙資本投資有限公司 |
RO | Type 4 - Advising on securities | 2026-07-30 | present |
| Dinghui Capital Investments Limited 鼎滙資本投資有限公司 |
RO | Type 9 - Asset management | 2026-07-30 | present |
| Phoenician Securities Limited 富理基證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-12-23 | 2026-06-03 |
| Phoenician Limited 富理基有限公司 |
RO | Type 4 - Advising on securities | 2024-12-23 | 2026-06-03 |
| Phoenician Limited 富理基有限公司 |
RO | Type 9 - Asset management | 2024-12-23 | 2026-06-03 |
| Phoenician Securities Limited 富理基證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-09-09 | 2024-12-23 |
| Phoenician Limited 富理基有限公司 |
Rep | Type 4 - Advising on securities | 2024-09-09 | 2024-12-23 |
| Phoenician Limited 富理基有限公司 |
Rep | Type 9 - Asset management | 2024-09-09 | 2024-12-23 |
| China Galaxy International Asset Management (Hong Kong) Co., Limited 中國銀河國際資産管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-08-14 | 2023-11-03 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-05 | 2023-11-03 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-31 | 2014-05-31 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-15 | 2013-05-16 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-03-15 | 2013-05-16 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-29 | 2011-05-31 |
| Okachi (Hong Kong) Company Limited 岡地香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-01-29 | 2011-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Leong Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.