Sze Yeung Tsoi
蔡斯洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Yeung Tsoi (蔡斯洋), CE reference AQI788. Currently licensed at 2 firm(s): PineBridge Investments Asia Limited, PineBridge Investments Hong Kong Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-15 | present |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-15 | present |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-15 | present |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2016-08-15 | present |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 9 — Asset management | 2016-08-15 | present |
| Seres Asset Management Limited 瑞時投資管理有限公司 |
Rep | Type 9 — Asset management | 2011-03-11 | 2014-07-11 |
| WMG Asia Limited | Rep | Type 4 — Advising on securities | 2008-01-25 | 2010-07-01 |
| WMG Asia Limited | Rep | Type 9 — Asset management | 2008-01-25 | 2010-07-01 |