Ming Tai Yu Lee
余李明棣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Tai Yu Lee (余李明棣), a licensed Representative with CE reference AAI334. Currently licensed at 1 firm(s): Phillip Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-13 | present |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-09 | 2022-09-30 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-02-09 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 |
RO | Type 4 — Advising on securities | present | 2004-02-09 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-02-09 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 |
RO | Type 9 — Asset management | present | 2004-02-09 |