Kwok Sun Liu
廖覺新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Sun Liu (廖覺新), a licensed Representative with CE reference AAE444. Currently licensed at 1 firm(s): Phillip Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-11 | present |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2019-11-27 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-06 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-06 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-06 |