Sin Yon Lau
劉盛勇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sin Yon Lau (劉盛勇), a licensed Representative with CE reference ABQ796. Currently licensed at 1 firm(s): Phillip Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | present | present |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | present | 2005-03-22 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2005-03-22 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 9 - Asset management | present | 2005-03-22 |