Yan Seen Soon
孫瑩心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Seen Soon (孫瑩心), a licensed Representative with CE reference AAQ324. Currently licensed at 1 firm(s): Luminous Management HK Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.5 years of SFC licence history. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luminous Management HK Limited | Rep | Type 4 - Advising on securities | 2026-11-13 | present |
| Luminous Management HK Limited | Rep | Type 9 - Asset management | 2026-11-13 | present |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2009-04-02 | 2026-06-01 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
RO | Type 1 - Dealing in securities | 2009-03-10 | 2026-06-01 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 4 - Advising on securities | 2009-03-10 | 2026-06-01 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 9 - Asset management | 2009-03-10 | 2026-06-01 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
RO | Type 9 - Asset management | 2009-03-10 | 2026-06-01 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-03 | 2009-03-10 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 - Asset management | 2008-09-03 | 2009-03-10 |
| HSZ (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2006-08-04 | 2008-08-31 |
| HSZ (Hong Kong) Limited | RO | Type 9 - Asset management | 2006-08-04 | 2008-08-31 |
| ESR Asset Management (Prosperity) Limited 泓富資產管理有限公司 |
RO | Type 9 - Asset management | 2005-11-30 | 2006-05-04 |
| Standard Life Investments (Asia) Limited | RO | Type 9 - Asset management | Pre-2003 | 2005-06-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Seen Soon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.