Horace Ho Wang Chu
朱浩宏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Horace Ho Wang Chu (朱浩宏), CE reference BDV949. Currently licensed at 2 firm(s): Ping An Securities (Hong Kong) Company Limited, Ping An of China Capital (Hong Kong) Company Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ping An Securities (Hong Kong) Company Limited 平安證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-08 | present |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-09-23 | present |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-08-27 | 2021-09-23 |
| Ample Capital Limited 豐盛融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-01-15 | 2021-08-05 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-06-15 | 2020-01-15 |
| Dakin Capital Limited 德健融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-04-18 | 2018-06-01 |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-02 | 2016-04-01 |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-07-02 | 2016-04-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-23 | 2015-06-19 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-07-23 | 2015-06-19 |