Hon Chung Yim
嚴漢忠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Chung Yim (嚴漢忠), a licensed Representative with CE reference ACL364. Currently licensed at 1 firm(s): Phillip Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-04 | present |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-04-04 | 2025-06-30 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-10 | 2005-03-31 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-01-10 | 2005-03-31 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-01-06 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-01-06 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-07-19 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-07-19 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hon Chung Yim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.