Hon Chung Yim
嚴漢忠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Chung Yim (嚴漢忠), a licensed Representative with CE reference ACL364. Currently licensed at 1 firm(s): Phillip Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-04 | present |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-04-04 | 2025-06-30 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-10 | 2005-03-31 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-01-10 | 2005-03-31 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-01-06 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-01-06 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-19 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-07-19 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-19 |