Gordon Siu Kay Tsui
徐紹基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gordon Siu Kay Tsui (徐紹基), CE reference AFM917. Currently licensed at 1 firm(s): Ping An of China Asset Management (Hong Kong) Company Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-09-27 | present |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2022-09-27 | present |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-25 | 2023-06-16 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-25 | 2022-09-27 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-07-25 | 2022-09-27 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-11 | 2022-06-30 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-02-22 | 2022-06-30 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2016-02-22 | 2022-06-30 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-09 | 2016-02-22 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-12-09 | 2016-02-22 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-16 | 2014-11-17 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-16 | 2014-11-17 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-05-16 | 2014-11-17 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2011-05-16 | 2014-11-17 |