Xiaoshi Zhang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoshi Zhang (張笑石), a licensed Representative with CE reference AYN539. Currently licensed at 2 firm(s): PineBridge Investments Asia Limited, PineBridge Investments Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.9 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2025-02-12 | present |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2025-02-12 | present |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2025-02-12 | present |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 - Asset management | 2025-02-12 | present |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 9 - Asset management | 2025-02-12 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-22 | 2019-07-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-22 | 2019-07-26 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-06-14 | 2015-06-10 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2012-01-03 | 2013-05-10 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 5 - Advising on futures contracts | 2012-01-03 | 2013-05-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoshi Zhang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.