Xiaoran Li
李曉然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoran Li (李曉然), a licensed former licensee with CE reference BQV430. This person has 5.0 years of SFC licence history. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-08-01 | 2026-06-26 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-02 | 2023-07-12 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2022-08-02 | 2023-07-12 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-08-02 | 2023-07-12 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-15 | 2023-07-12 |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-07-15 | 2023-07-12 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2021-08-12 | 2022-04-08 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-18 | 2022-04-08 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-03-18 | 2022-04-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoran Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.