Stuart Hau
侯振榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stuart Hau (侯振榮), a licensed Representative with CE reference BBT270. Currently licensed at 1 firm(s): Optiver Trading Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 4.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Optiver Trading Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2023-10-30 | present |
| Optiver Trading Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2023-10-30 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2019-11-01 | 2019-11-08 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2019-11-01 | 2019-11-08 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-10-05 | 2018-09-14 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-08-05 | 2016-10-05 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-26 | 2013-08-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-08-26 | 2013-08-30 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Stuart Hau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.