Monica Suk Fan Yiu
姚淑芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Monica Suk Fan Yiu (姚淑芬), CE reference AIR596. Currently licensed at 1 firm(s): Oreana Financial Services Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-05 | present |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-05 | present |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 — Asset management | 2017-05-05 | present |
| First Fidelity Capital (International) Limited | Rep | Type 1 — Dealing in securities | 2014-10-20 | 2017-04-05 |
| First Fidelity Capital (International) Limited | Rep | Type 4 — Advising on securities | 2014-10-20 | 2017-04-05 |
| First Fidelity Capital (International) Limited | Rep | Type 9 — Asset management | 2014-10-20 | 2017-04-05 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-25 | 2014-09-19 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
Rep | Type 9 — Asset management | 2013-10-25 | 2014-09-19 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-22 | 2012-05-25 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-15 | 2012-05-25 |
| Network Financial Services Limited 萬匯理財策劃有限公司 |
Rep | Type 4 — Advising on securities | 2003-06-02 | 2006-06-01 |