William Wai Leung Wu
胡偉亮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Wai Leung Wu (胡偉亮), CE reference AFB066. Currently licensed at 2 firm(s): Opus Capital Limited, Opus Capital Management Limited. Total licence records on file: 27.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Opus Capital Limited 創富融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-10-10 | present |
| Opus Capital Management Limited 創富資本管理有限公司 |
RO | Type 9 — Asset management | 2025-10-10 | present |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-05-20 | 2024-03-06 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
RO | Type 9 — Asset management | 2019-04-18 | 2025-07-31 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-04-02 | 2019-05-20 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-04-02 | 2019-04-18 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-13 | 2019-01-02 |
| Minerva Advisory Global Capital Limited 嬴環球融資顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-02-13 | 2019-01-02 |
| Minerva Asset Global Investment Capital Limited 嬴環球資產投資有限公司 |
RO | Type 9 — Asset management | 2018-02-13 | 2019-01-02 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-07-20 | 2017-10-19 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-05-08 | 2017-10-19 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-05-08 | 2017-10-19 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 9 — Asset management | 2017-05-08 | 2017-10-19 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 9 — Asset management | 2014-07-24 | 2015-01-06 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RO | Type 1 — Dealing in securities | 2011-05-13 | 2017-10-19 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-05-13 | 2017-10-19 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 4 — Advising on securities | 2011-05-13 | 2017-10-19 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-05-13 | 2017-10-19 |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 1 — Dealing in securities | 2008-08-14 | 2011-03-31 |
| Sinochem Kingsway Asset Management Limited |
RO | Type 6 — Advising on corporate finance | 2006-12-27 | 2009-11-13 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 4 — Advising on securities | 2006-10-11 | 2011-03-31 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-10-11 | 2011-03-31 |
| Kingsway SBF Investment Management Company Limited |
RO | Type 9 — Asset management | 2005-05-04 | 2005-12-04 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 1 — Dealing in securities | present | 2011-03-31 |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2011-03-31 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2011-03-31 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-05-31 |