Liyuan Cao
曹俐圓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liyuan Cao (曹俐圓), a licensed Representative with CE reference AZB537. Currently licensed at 1 firm(s): OnePlatform Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 13.4 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-24 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-08 | 2016-09-12 |
| Merrill Lynch Far East Limited | Rep | Type 7 - Providing automated trading services | 2013-09-06 | 2015-07-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-03-19 | 2015-07-07 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2012-03-19 | 2015-07-07 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2012-03-19 | 2015-07-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2012-03-19 | 2013-09-23 |