Francis Alvin Shu Fun Lai
黎樹勳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Alvin Shu Fun Lai (黎樹勳), CE reference AGK070. Currently licensed at 1 firm(s): Opus Capital Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Opus Capital Limited 創富融資有限公司 |
RO | Type 1 — Dealing in securities | 2025-07-31 | present |
| Opus Capital Limited 創富融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-08-18 | present |
| UZen Securities Limited 眾宸證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-11-23 | 2024-09-03 |
| Opus Capital Limited 創富融資有限公司 |
RO | Type 1 — Dealing in securities | 2014-08-18 | 2022-12-10 |
| Tenacity Partners Limited 天誠金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2010-08-13 | 2013-04-26 |
| Tenacity Partners Limited 天誠金融集團有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-08-13 | 2013-04-26 |
| Cushman & Wakefield Capital Asia (HK) Limited |
RO | Type 1 — Dealing in securities | 2008-03-05 | 2010-01-31 |
| Cushman & Wakefield Capital Asia (HK) Limited |
RO | Type 6 — Advising on corporate finance | 2008-03-05 | 2010-01-31 |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-08-17 | 2006-09-15 |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-05-18 | 2006-09-15 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-12-21 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-05-18 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-12-21 |