Wing Yiu Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yiu Li, a licensed Representative with CE reference BOB878. Currently licensed at 2 firm(s): Altus Investments Limited, Altus Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 7.2 years of SFC licence history. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Altus Investments Limited | Rep | Type 1 - Dealing in securities | 2026-09-21 | present |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 4 - Advising on securities | 2026-09-21 | present |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-09-21 | present |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 9 - Asset management | 2026-09-21 | present |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-15 | 2024-04-26 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-03-15 | 2026-08-19 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-23 | 2023-01-09 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-04-26 | 2023-01-09 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-05-14 | 2021-04-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Yiu Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.