Jimmy Kai Ming Lo
盧啟銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Kai Ming Lo (盧啟銘), CE reference AAF104. Currently licensed at 1 firm(s): One China Securities Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-06 | present |
| Whole Win Securities Limited 鴻運証券有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-05-31 |
| Whole Win Securities Limited 鴻運証券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-15 |
| Whole Win Securities Limited 鴻運証券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-15 |
| Whole Win Securities Limited 鴻運証券有限公司 |
RO | Type 9 — Asset management | present | 2004-11-15 |