ICAP Securities Hong Kong Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ICAP Securities Hong Kong Limited, a Hong Kong-based licensed corporation with CE reference BNL468. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 7 - Providing automated trading services. Current licensed staff on file: 26 (total recorded over time: 176). Earliest licence on file: 2018-10-01.
Registered address
20/F, One Hennessy, No.1 Hennessy Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2018-10-01 | present |
| Type 2 - Dealing in futures contracts | 2018-10-01 | present |
| Type 7 - Providing automated trading services | 2018-10-01 | present |
Licensed staff (all-time) (176)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Nicholas Stephen Ashby | RO 1, 7 Rep 1, 7 | 2019-11 | 2020-12 |
| Alexander Mark Colin-Jones | RO 1, 2 Rep 1, 2 | 2020-08 | 2022-12 |
| Benedict Edward Cutcliffe G Corner | RO 1, 7 Rep 1, 7 | 2025-06 | Present |
| Andrew Mark Cusack | RO 1, 2, 7 Rep 1, 2 | 2019-06 | Present |
| Charles Simon Hartley Davies | RO 1, 2 | 2005-10 | 2008-06 |
| Jason David Dobson | RO 2 Rep 2 | 2010-09 | 2012-12 |
| Richard William Forrest | RO 1, 2 Rep 1, 2 | 2024-04 | Present |
| Alix Long Daniel Guenier | RO 1, 2 Rep 1, 2 | 2019-10 | 2025-10 |
| Jean Christophe Heidelberg | RO 1, 2, 7 Rep 1, 2 | 2006-01 | 2020-11 |
| Gavin John Herrmann | RO 1, 2, 7 Rep 1, 2, 7 | 2024-11 | Present |
| Lewis Richard Edward Holland | RO 1, 2 | 2005-10 | 2010-06 |
| Toby Edmund Hunn | RO 1, 2 Rep 1, 2 | 2011-08 | 2017-07 |
| Joel Graeme James | RO 1, 2 | 2015-01 | 2022-09 |
| Vanessa Ko 高煒瑩 | RO 1, 7 Rep 1, 7 | 2016-11 | Present |
| Xavier Emmanuel Laurens | RO 1, 2 Rep 1, 2 | 2005-10 | 2014-07 |
| Jin Kyung Lee 李真卿 | RO 1, 2 Rep 1, 2 | 2025-09 | Present |
| Raphael Jonathan Chalom Levy | RO 1, 2 Rep 1, 2 | 2019-09 | 2021-03 |
| Wai Hung Anthony Mak | RO 1, 2, 7 Rep 1, 2, 7 | 2023-10 | 2025-02 |
| Dimitri Philippides | RO 1, 2 Rep 1, 2 | 2024-12 | Present |
| Timothy Charles Plunkett | RO 1 Rep 1 | 2020-07 | 2021-07 |
| Arnaud Bernard Fabrice Noel Poix | RO 1, 2, 7 | 2021-01 | 2022-06 |
| Scott Reinhard Hendrik Reinert | RO 1, 2 Rep 1, 2 | 2012-02 | Present |
| Paul Gratien Robine | RO 1, 2 Rep 1, 2 | 2005-10 | 2007-10 |
| Nicolas olivier francois marie Sordet | RO 1, 2 Rep 1, 2 | 2006-04 | 2013-07 |
| Craig Thomas Totton | RO 1, 2, 7 Rep 1, 2 | 2016-02 | 2020-02 |
| Michael Tsang 曾米高 | RO 1, 2, 7 Rep 1, 2, 7 | 2019-03 | 2024-01 |
| Pascal Valansot | RO 1, 2 Rep 1, 2 | 2022-04 | 2024-06 |
| Ashley Paul Jeffery James Walsh | RO 1, 2 | 2017-01 | 2017-11 |
| Luisito Jr Yap Abano | Rep 1 | 2016-03 | 2017-12 |
| Adnan-Waheed | Rep 1, 2 | 2014-02 | 2015-08 |
| Sat Byeol Ahn | Rep 1, 2 | 2021-07 | 2021-12 |
| Yohann Victor Azout | Rep 1, 2, 7 | 2019-12 | 2022-02 |
| Joshua Raj Barard | Rep 1 | 2018-10 | 2019-08 |
| Laurent Benhamou | Rep 1, 2 | 2021-05 | 2023-12 |
| Marc David Benjamin | Rep 1, 2 | 2020-10 | 2021-11 |
| Timothy James Benjamin | Rep 1 | 2016-03 | 2021-03 |
| Dylan Joseph Nathanael Bokobza | Rep 1, 2 | 2023-04 | Present |
| Nicolas Philippe Boulay | Rep 1, 2 | 2015-01 | 2015-08 |
| Cillian Anthony Bourke | Rep 1, 2 | 2011-09 | 2014-07 |
| Alexandre Louis Robert Boyer | Rep 1, 2 | 2011-08 | 2022-04 |
| Justin Huw Cava Jones | Rep 1, 2 | 2005-10 | 2011-06 |
| Ken Damien Cendron | Rep 1, 2 | 2010-04 | 2011-04 |
| Charles Yip Ming Chan 陳業明 | Rep 1 | 2019-01 | 2020-05 |
| Kin Yuen Chan 陳建源 | Rep 1 | 2017-12 | 2019-10 |
| Patrick Wai Ming Chan 陳偉明 | Rep 1 | 2006-06 | 2006-10 |
| Andrew Chang | Rep 1, 2 | 2016-09 | 2024-04 |
| Quentin Bruno Guy Georges Charuit | Rep 1 | 2019-02 | 2019-06 |
| Jennifer Chen 陳亞婷 | Rep 1, 2, 7 | 2022-08 | Present |
| Jiawei (SFC:BPF984) Chen 陈嘉炜 | Rep 1, 7 | 2021-08 | 2023-04 |
| Chung Yin (SFC:BOB016) Cheung 張仲賢 | Rep 1 | 2019-01 | 2020-09 |
| Ellen Ngar Yan Cheung 張雅茵 | Rep 1, 2 | 2022-02 | 2023-06 |
| Hoi Tsun Kevin Cheung 張凱竣 | Rep 1 | 2016-01 | 2017-10 |
| Yan Kit Ken Cheung 張仁杰 | Rep 1, 7 | 2025-05 | Present |
| Kai Man Choy 蔡啟民 | Rep 1 | 2016-01 | 2017-10 |
| Manish Ashok Chugani | Rep 1, 2 | 2025-03 | 2025-05 |
| Wai Pan Chung 鍾維斌 | Rep 1, 7 | 2025-07 | 2025-09 |
| Yann Ulrich Christian Clerget | Rep 1, 2 | 2008-02 | 2018-06 |
| Alvaro Colomina Piriz | Rep 1, 2 | 2006-09 | 2010-04 |
| Shaona Dasgupta | Rep 1, 2 | 2011-02 | 2011-09 |
| Duncan Neil Davidson | Rep 1 | 2016-01 | 2016-06 |
| Thibault Marc Delrue | Rep 1, 2 | 2020-09 | 2021-06 |
| Seung Han Doh 陶承漢 | Rep 1, 2 | 2011-08 | 2020-08 |
| Amaury Olivier Du Puch | Rep 1, 2 | 2024-04 | Present |
| Robin Georges Flavien Favre | Rep 1, 2 | 2007-01 | 2010-05 |
| Aaron Trent Finch | Rep 1, 2 | 2006-02 | 2006-08 |
| Yanyi Fu 傳嚴儀 | Rep 1, 7 | 2026-01 | Present |
| Norimichi Fukuda | Rep 1, 2 | 2011-09 | 2012-09 |
| Kin Leung Fung 馮健樑 | Rep 1, 2 | 2017-04 | 2019-01 |
| Wenli Gao | Rep 1, 7 | 2021-08 | 2023-04 |
| Arthur Bernard Jean Marie Gautier de Charnace | Rep 1, 2 | 2013-07 | 2018-05 |
| Adam Edward Gillard | Rep 2 | 2012-12 | 2014-02 |
| Jeremie Gougenheim | Rep 1, 2 | 2005-10 | 2007-08 |
| Vianney Eric Guegan | Rep 1, 2 | 2022-04 | 2023-06 |
| Naomi Hara | Rep 1, 2 | 2011-10 | 2012-09 |
| Paul Howard Farmer Hart | Rep 1, 2 | 2009-01 | 2010-08 |
| Alexander James Sutherland Hartley | Rep 1, 2 | 2006-03 | 2014-08 |
| Shufen He 何淑芬 | Rep 1, 2 | 2021-01 | 2021-07 |
| Kristian David Heath | Rep 1 | 2016-03 | 2017-05 |
| Adrian Hidaka | Rep 1, 2 | 2011-08 | 2018-10 |
| Kimberly Nina Hill | Rep 1 | 2016-12 | 2018-05 |
| Victoria Margaret Nahathai Hill | Rep 2 | 2007-04 | 2010-04 |
| Dai Hino | Rep 1, 2 | 2011-08 | 2019-12 |
| Ho Ching Daniel Ho 何浩正 | Rep 1, 2 | 2024-04 | Present |
| William Hugh Scobie Hornby | Rep 1, 7 | 2026-06 | Present |
| Yuhua Huang 黃宇華 | Rep 2 | 2011-01 | 2011-08 |
| Wai Ho Hui 許偉浩 | Rep 1, 7 | 2022-06 | 2023-04 |
| Brandt van Aardt Human | Rep 1, 2, 7 | 2019-04 | Present |
| Jason Alec Hutton | Rep 2 | 2011-04 | 2011-09 |
| Ken Ichikawa 市川賢 | Rep 1, 2 | 2011-09 | 2012-09 |
| Chunmei Jiao 焦春梅 | Rep 1, 7 | 2022-08 | 2023-04 |
| Gyong Hee Kang | Rep 1 | 2016-01 | 2018-10 |
| Kevin Chor Kwang Kee | Rep 2 | 2011-03 | 2011-06 |
| Nicholas Brian Kennedy | Rep 1, 2 | 2011-08 | 2012-09 |
| Garrett Tristan Arnaldo Kho | Rep 1 | 2016-01 | 2017-01 |
| Haejin Kim | Rep 1, 2 | 2025-02 | 2025-10 |
| Charles David Kingham | Rep 1, 2 | 2020-09 | 2024-12 |
| Benjamin Mikael Kornberg | Rep 1, 2 | 2016-01 | 2019-12 |
| Aditya Kothari | Rep 1, 2 | 2020-01 | 2020-09 |
| Bo Yan Kwok 郭寶仁 | Rep 1, 7 | 2026-03 | Present |
| Nga Yee Kwong 鄺雅怡 | Rep 1, 2 | 2013-09 | 2014-09 |
Showing 1–100 of 176
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