Raphael Jonathan Chalom Levy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raphael Jonathan Chalom Levy ( ), a licensed former licensee with CE reference BBK653. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2020-12-22 | 2021-03-18 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2020-12-22 | 2021-03-18 |
| ICAP Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2020-02-10 | 2020-12-22 |
| ICAP Securities Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2020-02-10 | 2020-12-22 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2019-09-02 | 2020-02-10 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2019-09-02 | 2020-02-10 |
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2013-06-19 | 2019-04-30 |
| Vantage Capital Markets HK Limited | Rep | Type 2 — Dealing in futures contracts | 2013-06-19 | 2019-04-30 |