Frederic Antoine Tubiana
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frederic Antoine Tubiana ( ), a licensed former licensee with CE reference AFT309. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2018-10-01 | 2020-06-30 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2018-10-01 | 2020-06-30 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2015-09-14 | 2018-09-30 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2015-09-14 | 2018-09-30 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2006-01-12 | 2013-07-01 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2006-01-12 | 2013-07-01 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2004-06-11 | 2006-01-06 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-06-11 | 2006-01-06 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 - Providing automated trading services | 2004-06-11 | 2006-01-06 |