Luke Jonathan Pannell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Luke Jonathan Pannell ( ), a licensed former licensee with CE reference BEL400. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2018-10-01 | 2020-12-11 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2018-10-01 | 2020-12-11 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2014-11-03 | 2018-09-30 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2014-11-03 | 2018-09-30 |