Seung Han Doh
陶承漢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seung Han Doh (陶承漢), a licensed former licensee with CE reference AVJ096. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2018-10-01 | 2020-08-31 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2018-10-01 | 2020-08-31 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2011-08-09 | 2018-09-30 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2011-08-09 | 2018-09-30 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-10-05 | 2011-03-04 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-10-05 | 2011-03-04 |