Alexander Mark Colin-Jones
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Mark Colin-Jones ( ), a licensed former licensee with CE reference AOE138. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2020-10-27 | 2022-12-31 |
| ICAP Securities Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2020-10-27 | 2022-12-31 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2020-08-17 | 2020-10-27 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2020-08-17 | 2020-10-27 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
RO | Type 4 — Advising on securities | 2010-12-29 | 2020-08-03 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-04-25 | 2020-08-03 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
RO | Type 1 — Dealing in securities | 2007-02-14 | 2020-08-03 |