Pui Yan Lau
劉沛茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yan Lau (劉沛茵), a licensed former licensee with CE reference BDH507. This person has 7.7 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-18 | 2022-02-07 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-12 | 2022-02-07 |
| SoFi Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-04-16 | 2015-09-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Yan Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.