Colin Pak Hei Lee
李柏熙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Colin Pak Hei Lee (李柏熙), a licensed former licensee with CE reference BCL282. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ballas Capital Limited 博思融資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-06 | 2023-09-19 |
| Ballas Capital Limited 博思融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-03-06 | 2023-09-19 |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-01-04 | 2019-05-01 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 9 — Asset management | 2018-09-28 | 2019-03-20 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-23 | 2019-05-01 |
| Ballas Capital Limited 博思融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-03 | 2018-04-30 |
| Ballas Capital Limited 博思融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-03-03 | 2018-04-30 |
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-20 | 2016-12-29 |
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-01-20 | 2016-12-29 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-18 | 2014-10-31 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-12-18 | 2014-10-31 |