Horace Yiu Keung Hung
熊耀強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Horace Yiu Keung Hung (熊耀強), CE reference ANJ138. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MizMaa Ventures Limited |
Rep | Type 1 — Dealing in securities | 2016-06-06 | 2020-10-15 |
| MizMaa Ventures Limited |
Rep | Type 4 — Advising on securities | 2016-06-06 | 2020-10-15 |
| MizMaa Ventures Limited |
Rep | Type 9 — Asset management | 2015-01-15 | 2020-10-15 |
| Serica Partners Limited 博望資本有限公司 |
Rep | Type 9 — Asset management | 2014-10-14 | 2015-01-15 |
| Legal & General Investment Management Asia Limited | Rep | Type 1 — Dealing in securities | 2013-07-23 | 2014-10-06 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-18 | 2013-04-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-18 | 2011-11-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-18 | 2011-11-01 |
| SPARX Asia Investment Advisors Limited | Rep | Type 4 — Advising on securities | 2006-06-14 | 2011-07-21 |
| SPARX Asia Investment Advisors Limited | Rep | Type 9 — Asset management | 2006-06-14 | 2011-07-21 |