Min Soo Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Min Soo Kim, a licensed former licensee with CE reference AEP532. This person has 11.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shang International Finance Limited 尚融國際金融有限公司 |
RO | Type 1 - Dealing in securities | 2018-01-12 | 2019-04-01 |
| Shang International Finance Limited 尚融國際金融有限公司 |
RO | Type 4 - Advising on securities | 2018-01-12 | 2019-04-01 |
| Oracle Capital Limited 安理高有限公司 |
RO | Type 4 - Advising on securities | 2016-06-03 | 2017-12-21 |
| Oracle Capital Limited 安理高有限公司 |
RO | Type 9 - Asset management | 2016-06-03 | 2017-12-21 |
| SPARX Asia Investment Advisors Limited | RO | Type 4 - Advising on securities | 2009-06-05 | 2015-03-19 |
| SPARX Asia Investment Advisors Limited | RO | Type 9 - Asset management | 2009-06-05 | 2015-03-19 |
| SPARX Asia Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2006-02-01 | 2009-06-05 |
| SPARX Asia Investment Advisors Limited | Rep | Type 9 - Asset management | 2006-02-01 | 2009-06-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Min Soo Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.