Thomas Lloyd Allen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Lloyd Allen ( ), a licensed former licensee with CE reference AHR049. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPARX Asia Investment Advisors Limited | Rep | Type 9 — Asset management | 2006-02-21 | 2009-05-31 |
| SPARX Asia Investment Advisors Limited | Rep | Type 4 — Advising on securities | 2004-09-15 | 2009-05-31 |