Richard Shih Hau Yang
楊世浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Shih Hau Yang (楊世浩), a licensed former licensee with CE reference ADQ367. This person has 17.7 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nexus Investment Advisors Limited 裕豐資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-11 | 2021-04-20 |
| Nexus Investment Advisors Limited 裕豐資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-03-11 | 2021-04-20 |
| Nexus Investment Advisors Limited 裕豐資產管理有限公司 |
RO | Type 4 - Advising on securities | 2014-09-26 | 2019-03-11 |
| Nexus Investment Advisors Limited 裕豐資產管理有限公司 |
RO | Type 9 - Asset management | 2014-09-26 | 2019-03-11 |
| Nexus Investment Advisors Limited 裕豐資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-07-02 | 2014-09-26 |
| Samena Capital Hong Kong Limited 新盟資本香港有限公司 |
RO | Type 4 - Advising on securities | 2011-02-16 | 2014-03-31 |
| Samena Capital Hong Kong Limited 新盟資本香港有限公司 |
RO | Type 9 - Asset management | 2011-02-16 | 2014-03-31 |
| Samena Capital Hong Kong Limited 新盟資本香港有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-19 | 2011-02-16 |
| Samena Capital Hong Kong Limited 新盟資本香港有限公司 |
Rep | Type 9 - Asset management | 2010-01-19 | 2011-02-16 |
| SPARX Asia Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2007-05-01 | 2010-01-06 |
| SPARX Asia Investment Advisors Limited | Rep | Type 9 - Asset management | 2007-05-01 | 2010-01-06 |
| SPARX Asia Investment Advisors Limited | RO | Type 4 - Advising on securities | 2007-01-22 | 2007-05-01 |
| SPARX Asia Investment Advisors Limited | RO | Type 9 - Asset management | 2007-01-22 | 2007-05-01 |
| SPARX Asia Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2006-12-13 | 2007-01-22 |
| SPARX Asia Investment Advisors Limited | Rep | Type 9 - Asset management | 2006-12-13 | 2007-01-22 |
| Trigon Advisers (Hong Kong) Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2006-11-23 |
| Trigon Advisers (Hong Kong) Limited | RO | Type 9 - Asset management | Pre-2003 | 2006-11-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Shih Hau Yang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.