Trevor Stephen Easterbrook
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Trevor Stephen Easterbrook ( ), a licensed former licensee with CE reference AGX021. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPARX Asia Investment Advisors Limited | Rep | Type 9 — Asset management | 2006-02-21 | 2009-03-31 |
| SPARX Asia Investment Advisors Limited | Rep | Type 4 — Advising on securities | 2005-06-22 | 2009-03-31 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2004-02-23 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | present | 2004-02-23 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | present | 2004-02-23 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2004-02-23 |
| UBS Derivatives Hong Kong Limited | Rep | Type 5 — Advising on futures contracts | present | 2004-02-23 |
| UBS Securities Asia Limited | Rep | Type 5 — Advising on futures contracts | present | 2004-02-23 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-02-23 |
| UBS Derivatives Hong Kong Limited | Rep | Type 9 — Asset management | present | 2004-02-23 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2004-02-23 |