Tat Hong Alan Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Hong Alan Ng (伍達康), a licensed Responsible Officer with CE reference AZE436. Currently licensed at 1 firm(s): SPARX Asia Investment Advisors Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.3 years of SFC licence history. Total licence records on file: 2.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPARX Asia Investment Advisors Limited | RO | Type 4 - Advising on securities | 2012-04-27 | present |
| SPARX Asia Investment Advisors Limited | RO | Type 9 - Asset management | 2012-04-27 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tat Hong Alan Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.