Thomas Andrew Doud
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Andrew Doud ( ), a licensed former licensee with CE reference ALS129. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Double Haven Capital (Hong Kong) Limited | RO | Type 9 — Asset management | 2012-09-11 | 2020-12-31 |
| Double Haven Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-10-31 | 2012-09-11 |
| SPARX Asia Investment Advisors Limited | Rep | Type 9 — Asset management | 2006-02-21 | 2011-10-28 |
| SPARX Asia Investment Advisors Limited | Rep | Type 4 — Advising on securities | 2005-03-22 | 2011-10-28 |