Mark Kar Yue Chan
陳嘉裕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Kar Yue Chan (陳嘉裕), a licensed former licensee with CE reference ABB625. This person has 11.7 years of SFC licence history. Total licence records on file: 25.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2011-06-24 | 2016-07-08 |
| Natixis Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-06-24 | 2016-07-08 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2011-06-24 | 2016-07-08 |
| Natixis Asia Limited | Rep | Type 5 - Advising on futures contracts | 2011-06-24 | 2016-07-08 |
| CWB Hong Kong Limited | Rep | Type 4 - Advising on securities | 2010-08-12 | 2011-05-31 |
| CWB Hong Kong Limited | Rep | Type 9 - Asset management | 2010-08-12 | 2011-05-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-08-13 | 2009-03-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-08-13 | 2009-03-31 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-08-13 | 2009-03-31 |
| Citigroup First Investment Management Limited | RO | Type 4 - Advising on securities | 2007-02-16 | 2007-06-22 |
| Citigroup First Investment Management Limited | RO | Type 9 - Asset management | 2007-02-16 | 2007-06-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-04-18 | 2007-06-22 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2006-04-18 | 2007-06-22 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 4 - Advising on securities | 2004-05-15 | 2006-04-01 |
| HSBC Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-10-27 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-10-27 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-12-10 |
| HSBC Securities (Asia) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-10-27 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-10 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-12-10 |
| HSBC Securities (Asia) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-10 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-10 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2006-04-01 |
| HSBC Securities (Asia) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-07-27 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mark Kar Yue Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.